Securities and Exchange Commission

Results: 36084



#Item
571

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   Form 10-Q

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Source URL: www.fgb.net

Language: English - Date: 2015-11-24 10:39:57
    572SEC filings / Private Securities Litigation Reform Act / Initial public offering / Economy / Financial economics / Finance / Corporate crime / U.S. Securities and Exchange Commission / Securities Litigation Uniform Standards Act

    25 JanuaryRecent Trends in Securities Class Action Litigation: 2015 Full-Year Review Record Number of Cases Being Filed Faster than Ever with the Shortest Alleged Class Periods

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    Source URL: www.carolinasclassaction.com

    Language: English - Date: 2016-04-13 13:06:35
    573

    Annual ReportThe Securities and Exchange Surveillance Commission Annual Report

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    Source URL: www.fsa.go.jp

    Language: English - Date: 2015-09-30 03:39:49
      574U.S. Securities and Exchange Commission / Crowdfunding / United States securities law / 73rd United States Congress / Stock market / Regulation D / Securities Act / Regulation A / Direct public offering / Jumpstart Our Business Startups Act / Securities Exchange Act / Security

      NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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      Source URL: nasaa.cdn.s3.amazonaws.com

      Language: English - Date: 2016-01-12 09:39:19
      575

      UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

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      Source URL: www.fgb.net

      Language: English - Date: 2016-02-03 18:44:05
        576

        UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

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        Source URL: www.fgb.net

        Language: English - Date: 2015-08-18 14:09:07
          577Stock market / Corruption / Securities fraud / Security / Real estate investment trust / Investor / Ponzi scheme / U.S. Securities and Exchange Commission / Private money investing / Madoff investment scandal

          FOR IMMEDIATE RELEASE NoContact: Kevin Anselm Director, Division of Banking & Securities

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          Source URL: www.commerce.alaska.gov

          Language: English - Date: 2015-12-29 17:51:42
          578United States securities law / North American Securities Administrators Association / Financial Industry Regulatory Authority / Joseph Borg / U.S. Securities and Exchange Commission / Broker-dealer / Financial adviser

          NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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          Source URL: nasaa.cdn.s3.amazonaws.com

          Language: English - Date: 2015-12-02 09:21:04
          579U.S. Securities and Exchange Commission / 73rd United States Congress / Investment / United States securities law / Crowdfunding / Regulation D / Securities Act / Accredited investor / Jumpstart Our Business Startups Act / Securities Exchange Act / Private placement

          October 9, 2013 Reasonable Steps to Verify Practice Group(s):

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          Source URL: www.klgates.com

          Language: English - Date: 2013-10-23 15:31:45
          580

          UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 10-K ý

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          Source URL: www.unipixel.com

          Language: English - Date: 2016-05-27 10:54:58
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